UAE Careers looking for Compliance Manager, Investments
Job Position: Compliance Manager, Investments
Job Description: Aston Carter - Dubai - My client, a major banking group in the UAE are currently looking for a 'Compliance Manager, Investments within their Private Banking/Wealth Management segment. The job holder is responsible for managing the monitoring review function ensuring that the necessary Investment Compliance monitoring framework is in place covering all segments to cover relevant policies, monitoring, reporting and training in order to ensure that the applicable UAE Central Bank (CB) and Securities and Commodities Authority (SCA) requirements are met. The role also entails ensuring that the periodic regulatory Investment monitoring reviews are undertaken timely, maintain departmental reports for record-keeping purposes, follow-up/track and report on any non-compliance related issues. In addition, the role will provide support in collating information for updating guidelines/processes and maintaining the relevant approval and correspondence files and the pertinent Management Information for record keeping pur... - Permanent - Full-time
(For complete job details, check from the link below.)
Apply here: http://ift.tt/2nLceAN
Note: This advertisement for Compliance Manager, Investments maybe valid for one month from the date it was posted, so don't miss the chance and apply now!
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Job Description: Aston Carter - Dubai - My client, a major banking group in the UAE are currently looking for a 'Compliance Manager, Investments within their Private Banking/Wealth Management segment. The job holder is responsible for managing the monitoring review function ensuring that the necessary Investment Compliance monitoring framework is in place covering all segments to cover relevant policies, monitoring, reporting and training in order to ensure that the applicable UAE Central Bank (CB) and Securities and Commodities Authority (SCA) requirements are met. The role also entails ensuring that the periodic regulatory Investment monitoring reviews are undertaken timely, maintain departmental reports for record-keeping purposes, follow-up/track and report on any non-compliance related issues. In addition, the role will provide support in collating information for updating guidelines/processes and maintaining the relevant approval and correspondence files and the pertinent Management Information for record keeping pur... - Permanent - Full-time
(For complete job details, check from the link below.)
Apply here: http://ift.tt/2nLceAN
Note: This advertisement for Compliance Manager, Investments maybe valid for one month from the date it was posted, so don't miss the chance and apply now!
Be updated, subscribe to UAE Careers
Looking for place to live here in Dubai? check To Let Dubai
Looking for more Job vacancies? check Hiring UAE
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